Adam
Braun
he / him / his
Partner
Adam is skilled at devising practical and business-focused solutions to serve his clients’ corporate finance and commercial matters. A problem-solver by nature, he is able to break down complex regulatory requirements into more easily understood concepts.
Adam is a member of the firm’s Capital Markets, Corporate/Commercial and Investment Management & Registration Groups. His practice focuses on fund structuring and implementation, structured real estate transactions, and securities registration and compliance. He advises private issuers as well as domestic and non-resident dealers, advisors, investment fund managers and private equity funds.
Prior to joining Aird & Berlis, Adam served as Legal Counsel and Senior Policy Advisor at the Ontario Securities Commission for more than seven years.
Professional Involvement
- Speaker, “Syndicated Mortgage Amendments,” Ontario Securities Commission Registrant Outreach, March 29, 2021.
- Co-Author, "OSC Publishes Annual Compliance Report for Dealers, Advisers and Investment Fund Managers," Aird & Berlis LLP, September 28, 2023.
- Co-Author, "Managing Conflicts of Interest: CSA and CIRO Offer Regulatory Guidance," Aird & Berlis LLP, August 17, 2023.
- Co-Author, "Incoming Deadline Looms for Crypto Asset Trading Platforms to Comply with New Requirements," Aird & Berlis LLP, March 22, 2023.
- Lead Drafter, “Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments,” CSA Staff Notice 31-358, July 2, 2020.